Attorney Mark Albert has wide experience suing investment banks, broker-dealers and investment advisors which have engaged in unethical, illegal or unprofessional conduct. Many types of customer accounts may be subject to fiduciary duty standards - that is, the broker/dealer, investment advisor or financial planner must undertake diligent efforts to protect the customer's interests, putting those interests first, taking no unfair advantage of the customer and disclosing all material information that may impact the customer's account, including any conflicts of interest. These types of accounts may include:

• Trusts including revocable, irrevocable and charitable
• Individual retirement accounts, including IRA accounts
• Personal or business investment accounts
• ERISA Defined Benefit Pension, Defined Contribution Profit Sharing, and 401k plans
• Public Employees Pension and Retirement Plans
• Union Pension and Retirement Plans
• Non profits, Foundations and Endowments

Among the types of broker/dealer and investment advisor claims Mr. Albert handles are:

• Breach of Fiduciary Duties
• Negligence
• Stock Manipulation and other Conflicts of Interest
• Sales Practice Disputes
• Churning And Unauthorized Trading
• Fraud and Deception
• Investment Unsuitability
• Failure to Supervise
• Federal and State Statutory Violations
• Order Entry
• Account Transfer Errors
• Broker Misappropriation Disputes

Mr. Albert is well-versed in financial arbitrations. Whether your dispute requires arbitration before the American Arbitration Association; The New York Stock Exchange; FINRA (formerly the National Association of Securities Dealers (NASD); the National Futures Association, or other arbitration forums, you can count on The Law Offices of Mark Anchor Albert to serve you well. Mr. Albert knows how to settle a dispute with broker/dealers, investment advisors and financial planners on the best possible terms, when his clients wish to avoid arbitration or trial, or when it otherwise is necessary or appropriate to do so. Mr. Albert also knows how to try a case to completion and win, when settlement is not possible or appropriate.